SERVICE 07 / CASP AML
Build a Business That Can Operate Responsibly
A regulated digital-asset business requires effective governance and operational controls.
01 / OVERVIEW
Compliance should not exist as a collection of documents that sit outside the business.
It should be embedded in decision-making, risk management and daily operations.
02 / HOW WE CAN HELP
Areas of support
- Governance frameworks
- Management responsibilities
- Internal controls
- Risk management
- Conflicts-of-interest management
- Compliance governance
- Outsourcing risk
- Third-party risk
- ICT risk
- Cybersecurity governance
- Operational resilience
- Business continuity
- Disaster recovery
- Incident management
- Compliance monitoring
03 / IN FOCUS
Resilience by Design
Digital-asset businesses depend on technology, service providers, infrastructure and data.
A resilient framework should therefore consider:
People → Processes → Technology → Third Parties → Recovery
Where applicable, our assessments can also consider relevant EU digital operational resilience requirements, including DORA.
Risk, Governance & Resilience